DESCARTES
(1596 1650)
RATIONALISM
(DUALISTIC)
Born in La Haye,
France René Descartes, the son of a
judge, was educated by the Jesuits at the famous college of La Flèche and at
the University of Poitiers, where he studied law. From 1617-23 he was a mercenary in various
armies. He lived in Paris from 1625
until 1628 and then in the Netherlands. He liked warmth and working at night. In the winter of 1649 he was invited by Queen Christina of Sweden to act
as her tutor, but it would seem he was unable to cope with having to get up
every morning at five and succumbed to a fatal fever.
METHODOLOGY
[1] Faced with a revival of interest in
Greek Scepticism in the sixteenth century after the re-publication of the works
of Sextus Empiricus, which tended to
undermine metaphysics and religion, and with what he regarded as the
inadequacies of scholastic Aristotelianism, Descartes resolved to search for a new and firm foundation for
truth through the exercise of pure reason rather than relying on faith or
authority. He distinguished two basic capacities or
operations of the mind: intuition and
deduction. By intuition he means roughly an intellectual, that is, non-sensuous
vision of the object of our understanding, which is clear and distinct [a] so that
we can be in no doubt about it. (That we are aware of having a pain is clear:
that it can be located, say, in our leg, makes the idea distinct). Deduction consists in the logical
derivation of conclusions from the first principles given to us in intuition [a]. Descartes claims further that with practice we can grasp the
whole process of premiss to conclusion by intuition alone. If these operations are to be employed
correctly, a 'method' is needed; and in his Discourse
on Method he sets out four Rules
(they are broken up into five and a summary in the Rules for the Direction of the Mind):
(1) To accept nothing as true which is not clear and distinct and is open to doubt. He is thus trying to 'out doubt' the sceptics
in looking for something which is certain. (This is called Descartes' methodological or hyperbolic
doubt [b]. )
(2) To break up complex difficulties into their
simplest parts. He calls this 'the method of resolution' or
analysis (and 'the order of knowing' or discovery).
(3) To start with intuitions of the simplest and
most understandable objects, and to deduce, trace back step by step to
knowledge of all the others. This is the 'method of composition' or
synthesis ('the order of demonstration' [c] ).
(4) To ensure that his survey is so comprehensive
that nothing has been overlooked.
Clearly Descartes' model is mathematics,
though in mathematics no justification is given for its first principles. Indeed, underlying these rules is his view that despite the apparent differences
between the various sciences (physics as opposed to ethics, for example) there
is but one scientific
method applicable to them all, and that there is one universal science grounded in fundamental
rational metaphysical principles and not sensory experience. He expressly rejects 'animistic' and
'naturalistic' approaches [d].
KNOWLEDGE
[2] Descartes' method of analysis can be
seen at work particularly in the Meditations [1 and 2]. Much of what he had believed
to be true when young, he says, has been proved to be false. Sense-experience is often unreliable. He therefore supposes that nothing in our experience is immune from
error. His present seemingly real
experiences of the world, such as his sitting by the fire, may be but a dream. Even the apparently certain propositions of mathematics, for example, 2
+ 2 = 4, may be false. He has a firm
belief in an all-powerful God: but
perhaps this too is an illusion. Maybe
there is an 'evil demon' who causes him to be deceived in everything he
believes. Can nothing then be
known? What is his answer to the
sceptics? There is one certain and indubitable truth,
Descartes says, namely, that in the very act of doubting he is affirming his
existence as at least one who doubts; for to doubt is to think, and he must
exist to think: "I think, therefore I am" (cogito, ergo sum) [Discourse 4]; or, as he expresses it later in the Meditations [2], "I am, 1 exist, is necessarily
true, every time I express it or conceive of it in my mind". He thus claims that he knows he exists
whenever he thinks and, moreover, that he knows himself to be a thing that thinks, a
thinking substance, (and for Descartes this includes imagining, perceiving, feeling, willing
even though he has 'thought away' his body). This knowledge is characterized by clarity and distinctness [a].
What is now to be said about his sense-experience which
points to the existence of an external world? [Meditations 2 and 3.]. The ideas (or impressions) of
external material things as causes, he says, are 'adventitious'. These ideas, which are
produced by means of our our
sense organs, are unclear and confused but supposedly correspond to real
objects. He also
has 'factitious' ideas (such as that of a unicorn), which do not correspond to anything real and which
he has himself invented; and innate
ideas. By 'innate' Descartes
means those ideas we have which are not derived from experience; they come
from within the intellect or
understanding. (In a wider sense all ideas are innate for Descartes, in that we
possess the capacity to experience, say, colour or smell.) Indeed it is
possible that all his ideas belong to but one of these categories. How can he tell? What is their origin? Adventitious ideas cannot be said to give him genuine knowledge unless
he can find some guarantee that they are veridical. Descartes argues
that such a guarantee can be provided by a Perfect Being, a benevolent and
non-deceiving God; and that he has knowledge that such a Being exists in that
he claims to possess an innate idea of Him, which he could not himself have
made. Given the existence of God, Descartes is in a position to
reinstate the external world [b] he had rejected in
the course of his methodic doubt, and to accept that the buildings, trees, and
other people he perceives actually exist.
Let us suppose then that there is a veracious
God. How, according to Descartes, do we
get our knowledge of the
external world? Indeed, what do
we know about it? Suppose we observe a
piece of wax. [Meditation 2.] It is hard, sweet-smelling, and so on. But
when heated it loses these qualities: its smell disappears, it melts, its shape
changes. Nevertheless, Descartes says
that by an intuition of the mind we judge that it
is the same extended wax which has undergone these various changes. We have an innate, clear and distinct idea of matter as extension (a
primary quality). Thus we do not acquire
knowledge of material bodies through either our imagination or the senses. Rather, our sense experience serves only to
draw our attention to and make explicit this innate concept. It is through the intellect that we acquire genuine knowledge of the
essences of things. Moreover, secondary qualities such as
colour, smell, and the like, do not really exist in corporeal things. They are, as it were, 'powers' possessed by
objects, and our ideas are not therefore 'likenesses' or representations [c].
Descartes also offers an account of how we perceive
and estimate distance [Dioptrics]. He argues that the distance of an object from
us can be determined by a consideration of the angles of the triangle with its base as
the line between our two eyes and its apex as the point of covergence with the
perceived object. The smaller the angle
between side and base the more distant is the object. For Descartes this is a matter of mathematical
necessity; for he appeals
to a geometry which he considers to be innate [d].
What he has to say about the actual nature
of the mind and body is best considered as part of his metaphysics.
METAPHYSICS
[3] Substance for Descartes is that in which attributes
inhere, as properties exist in a subject; and which can exist in or by itself
alone [Arguments demonstrating the existence of God, Defn V]. Strictly, therefore, there is only one substance the Perfect Being or
God, who is infinite, self-sufficient,
omnipotent, and independent, the
first cause. However, he also
distinguishes two finite
dependent substances, mind/ soul and body, that is, matter, each of which has
its own defining attribute [a]. His first proof for God's existence is set out in Meditations 3. Obviously he cannot begin with
sense-experience of the external world. Instead he appeals
to the clear and distinct idea of God he has in his mind. Unfortunately
he uses somewhat obscure scholastic terminology. Substances, he says, have more 'formal' reality than
accidents. A red thing has to exist for
there to be redness. God, if He exists,
must have more formal reality than finite substances. But Descartes also talks of 'objective' reality. An idea of a complex machine 'represents'
objectively a real machine which, if it exists, must contain as much objective
reality as the idea of it. Now, the idea of an infinite Being
(God) could not have been produced by a finite being (Descartes). Indeed, to recognise himself as finite
requires a prior concept of infinite being. The idea of an infinite being contains more objective reality than any
idea of a finite being (because as infinite it must contain more perfections or
'complexity': indeed it has the objective property of absolute
perfection). So it must have been put
into his mind by a being who not only is as objectively real (or more so) as
the idea but also contains as much as or more formal reality than he, Descartes,
possesses. Put more simply, what
Descartes means is that the
idea of an infinite being must be caused by a being which has more reality (a)
as an existent being, (b) in respect of its properties [b]. A being who is absolute perfection therefore
must exist. Descartes further argues
that his own existence can be accounted for ultimately only by reference to
God. If he had caused himself, he would
also have caused the idea he has of perfection; he would have to be the perfect
being. The cause of his being must
contain more reality than he himself does as effect. To avoid an infinite regress he must
therefore suppose that the being who sustains him in existence must be perfect
and infinite, namely, God.
Descartes offers a second, 'ontological' proof [Meditations 5]. The essence of a triangle
is to have three angles which add up to two right angles. But although we have the idea of a triangle,
there may not be any triangles in existence. The idea of God is of a being who
possesses all perfections. But according
to Descartes existence is
a perfection; so God must exist, otherwise He would lack an attribute
and could not be God. Thus Descartes is
saying that we have to
accept that God exists as soon as we grasp what constitutes His essence or
nature [c].
What then of the two finite created and
dependent substances? Descartes is a
committed dualist. Mind and body are
intrinsically and fundamentally different in their nature, and different kinds
of explanation are required to account for their behaviour [See Meditations 2 and 6]. Mind or soul is a spiritual substance. It is without shape and does not occupy
space; it has no extension. Its essence is thought,
that is, it is characterized by 'states' comprising understanding, perceiving,
feeling, willing. Individual souls are created by
God, and their activity is explicable by
reference to ends and thus in terms of final causes though we can have no
knowledge of God's purposes [d]. Body, by contrast, does not think, is material and extended, and is in
motion or at rest. The behaviour of bodies may be explained mechanically in
terms of efficient causes and the laws of nature which are ultimately reducible
to mathematics. The total quantity of
motion in matter never changes, and originates from God as the first cause [e]. Descartes asserts also that extension cannot be distinguished from the
space or 'internal place' a body occupies. There is therefore no
empty space or vacuum, because a distance between one piece of matter
and another would itself constitute extension. It seems then that all individual corporeal things are continuous with
each other but manifest greater or lesser amounts of motion in their parts.
There can therefore be no atoms except in our thinking about an extended
object. And the world's extension must
be indefinite. As for time, this is explained by
Descartes as a 'mode of thinking' by which the duration of things can be
measured [f]. Time is discontinuous because the parts of duration do not depend on
each other and do not coexist. God also conserves the universe in being through
what is in effect a perpetual re-creation, giving material things and souls
continuity of existence, which they would otherwise lack because of the
discontinuity of time and motion.
Now, given Descartes' dualist thesis, how
can he account for the
interaction of mind and body? Indeed, how can two different substances, whose essences are
respectively non-extended spirituality and extended corporeality, and whose
behaviour is to be explained in terms of
respectively final and efficient causation, interact at all? The soul, he says, is lodged in
the body but not just as a pilot in a ship is, but "very closely
united to, and so intermingled with it that I seem to form a complete whole
with it" [Meditations. 6]. In a letter to Princess Elizabeth of
Bohemia [28 June 1643] he even refers to
this union of body and soul as "a kind of third substance, not known clearly
but rather lived through, put into practice". But in general his solution, such as it is, is to retain the real distinction between mind
and body but to allow for the effecting of an interaction in the brain, where the soul
influences the 'animal spirits' (material particles) of the pineal gland to
modify the direction of bodily movements. Conversely bodily movements ('actions') might excite 'passions' in the
soul, that is, perceptions and emotions caused by the body (as contrasted with
actions of the soul itself, which are clear and distinct perceptions of its own
feelings) [Passions of the Soul I, passim]. Animal spirits are also involved in memory
recall in that they seek physical traces in the brain. It follows that while Descartes believes the soul's immortality to be
certain (though not demonstrable) he has to accept that memories are lost after
death [g].
The real distinction between mind and body also allows Descartes to
preserve human freedom. While
physics deals with extension and motion, the behaviour of which is explained in
terms of efficient causality and is predictable, freedom is an aspect of the will. Our very capacity to doubt as thinking
substances presupposes freedom to choose [Meditations 6] [h]. However, he does not seem to have appreciated the difficulties for the
concept of freedom implicit in his dualism. Rather he is concerned more to reconcile human free will with God's
preordination, and in the event he provides inconsistent solutions
oscillating between some version of predestination and the view that although
God foresees how a man will choose he does not himself determine that
choice. Similarly God, who is not a
deceiver, cannot be held responsible for human error which Descartes attributes to misuse of the
will [i]. The will, he says, is "much more wide-ranging and extensive than the
understanding" and he does not confine it to the same limits, extending to
things he does not understand [Meditations 4]. So if we are to use the will
properly and strengthen it, if we are to avoid assenting to a doubtful
proposition, or resist undesirable passions, we must have recourse to natural
knowledge assisted by Divine grace.
CRITICAL SUMMARY
In so far as they made a
clean break with mediaeval scholasticism either Bacon or Hobbes might seem to
have a better claim than Descartes to be regarded as the 'Father of Modern
Philosophy'. However, the description is
probably justified by Descartes' methodological scepticism and his quest for an indisputable foundation
on which to reconstruct the edifice of knowledge and in the light of which
his own limited use of scholastic terminology and arguments can be
appreciated. Nevertheless, for all its
greatness and originality there are many difficulties with his philosophy.
(1) Perhaps the most obvious criticism that can be made is that both
the method and his postulation of the 'cogito'
as his basic principle fail to 'deliver the goods', as it were. Many commentators have argued that he makes a
number of assumptions which are inconsistent with his scepticism, for example,
that no clear distinction can be made between the waking and dreaming states,
and that because some of our perceptions may be illusory we must doubt all
perceptions. But even if these kinds of
difficulties can be dealt with, and universal doubt accepted as a working
hypothesis, the 'cogito' itself, and
the use Descartes makes of it, is open to serious objections. (a) The establishment of the 'cogito' as the sole indubitable
assertion presupposes articulation in terms of a language and therefore, it is
argued, a 'public' frame of reference in which such a language can meaningfully
operate; and this would seem to be inconsistent with the privacy of the
contents of the thinking from which Descartes starts. (b) 'I think, therefore I am' is not a
necessary proposition; I might not have existed. And while it is in some sense absurd to doubt
it, the 'cogito' does not justify
Descartes' claim that the self is a thinking substance. (If the self is equated with the sequence of
ideas, he must cease to exist when unconscious. If it is that in which the ideas inhere, we can have no knowledge of
it.) It follows of course that a
'foundationalist' theory which seeks to ground our knowledge claims in the
'private' contents of the mind is unlikely to be successful (as against
accounts which look for criteria for the justification of statements).
(2) Descartes' criterion of truth, 'clarity and distinctness', seems
to offer only a subjective certainty; and Descartes himself requires a
veracious God to underpin any inferences he draws from it. He has been accused of circularity in
allegedly using this criterion to prove God's existence. This objection is probably not sustainable:
but he does seem to need God to support the reliability of memory and therefore a chain of reasoning until the chain can be
intuited as a whole and its necessity revealed.
(3) From a wider standpoint it can be argued (and Aquinas, the
empiricists, and Kant all concurred in this view) that 'pure' rationalism as
such cannot provide indubitable truths about the world. Descartes' proofs for the existence of God in
particular can be rejected on this ground. There are also internal difficulties with the arguments themselves; and
they are not helped by the somewhat obscure scholastic terminology he employs
('formal' and 'objective reality', 'adequacy', for example). As to the first (causal) argument, unless
'existence' is taken to be a perfect attribute of God, it can establish (at the
very most if at all) that the idea of God is caused only by some finite being
which possesses more formal and objective reality than the idea; it does not
prove the existence of an infinite God. The supposition that existence is a perfection, which is also central to
the second (ontological) argument, is open to standard objections. This is a serious matter for Descartes; for
if God's existence cannot be proved, then his whole philosophy collapses back
into the privacy of the thinking self.
(4) Perhaps the most common criticism of Descartes relates to his
dualism and to his attempt to deal with the problem of interaction between the
two different kinds of substance: non-extended spiritual mind and extended
matter. It is difficult to accept (in
the light of modern neurobiology and cognitive psychology) his solution which
is couched in terms of 'animal spirits' and the pineal gland. However, it should be noted that a recent
commentator, D. M. Clarke, has argued cogently that Descartes should not be
regarded as a substance dualist at all a position that defines mind and body
as having no common properties (thereby ruling out any possibility of an
explanation of interaction). The concept
of 'as such' substance is in fact empty; we know only its properties. Descartes should therefore be described more
accurately as a property dualist.
(5) Given that God does exist and that the 'essential nature' of
external bodies can be known through the reason, Descartes' account of error
that it occurs when the will goes beyond what is given in the understanding
may have some justification: but many philosophers would argue that error
occurs as a result of misdirection of judgement; judgement should be grounded
in the senses, a view that cuts at the heart of Descartes' rationalist
premisses.
CONNECTIONS
Descartes