ROUSSEAU
SOCIAL
CONTRACT THEORY
Jean-Jacques Rousseau
was born in Geneva, the son of a poor watchmaker, and received only an
elementary education. He was for a time
an apprentice engraver, but left because of brutal treatment and settled in
Savoy. He took up residence with an
older woman, Mme de Warens, a Roman Catholic to which faith he
converted. After some years of travel
and a variety of occupations he arrived in Paris in 1742, was appointed
secretary to the French Ambassador in Venice in 1743, lost the post in 1744,
and returned to Paris, where he entered into a relationship with a servant girl
(who bore him five children). He also
met Mme d'Épinay, who became his patroness. In 1754 he was received back into the Protestant Church. It was now that his literary career, which
included a dictionary of music, a novel, an autobiography, and works on
education, as well as political and moral philosophy, started in earnest; and
he was in close touch with many of the Enlightenment philosophes. However, the condemnation of his Émile in
1762 led him to leave Paris in a hurry. He settled in Neuchtel, but because of his increasing radicalism and
criticisms of Christianity he went to England in 1765. He stayed with Hume, but
they quarrelled (Rousseau, suffering from psychological problems, was not an
easy person to get on with), and he returned to Paris. Quite a life!
PHILOSOPHY OF MAN/ POLITICAL PHILOSOPHY
SOCIAL
CONTRACT THEORY
[1] Rousseau's central thesis initially was, broadly, that man was once in a 'state of
nature' and was naturally good, but that on entering into society he became
corrupted by the 'artificiality' of civilization [a], and indeed that
the arts and sciences contributed to his downfall. In his Discourse on the Origin of
Inequality [Part I] he says that we cannot of course know what man was
actually like in the state of nature (Rousseau regards his investigations as
hypothetical and explanatory rather than as a quest for historical
truths). But by extrapolating backwards
in time we acquire a picture of primitive man as self-sufficient (nature
supplying his needs), strong, skilful, and seeking only for his
self-preservation. Such a man differs
from animals in that he has natural liberty and is capable of improving
himself: he is perfectible, though in
the earliest times this was a capacity rather than being realized in particular
ways.
Rousseau argues that man's primary concern for his own well-being indeed his duty to
secure it is a manifestation of self-love (amour de soi). This is always good in so far as it accords
with the order of nature; or it is indifferent to good and evil in a narrower
sense of the term. It is thus to be contrasted with
egoism or pride (amour-propre), which 'artificial' society turns
self-love into [b]. Rousseau
identifies within self-love a concern for the good of one's body, promoted by
the 'sense-appetite', and the desire for order, which promotes the good of the
soul. At the same time, while living in
the primitive state, in which there were no formal social structures, natural
man was aware of his fellow creatures; and through an identification of himself
with their sufferings he experienced natural feelings (sentiments
intérieurs) of compassion and love growing out of his own self-love. These feelings are for Rousseau the basis of
morality. As he comes to know
other men more completely, his
feelings give rise to conscience, and the concepts of justice, generosity, and
humanity [c]. Self-love
thus develops into love of mankind.
Awareness and articulation of these and other concepts does of
course require language. Primitive man, according to Rousseau, lacked
this ability, but he supposes that it originated from "simple cries" which became
conventionally associated as names with particular things, and thence gave rise
to "general ideas" [d]. Within this
naturally good primitive state, however, there lurks a darker aspect. From the first awareness of others closer
relationships developed. And central for
Rousseau is the emergence
of private property. "The first
man who, having enclosed a piece of ground, bethought himself of saying 'This is mine', and found people simple
enough to believe him, was the real founder of civil society" [Discourse, Part
II]. As a direct consequence inequality, injustice, misery,
ambition, and amour propre were introduced [e]: man experienced a loss of innocence; evil
civil society had come into being.
Rousseau's political philosophy, central to which is his doctrine of the social 'compact'
or contract [Discourse on Inequality; The Social Contract]
is essentially a response to the human condition thus perceived. "Man is born free; and everywhere he is in
chains. One thinks himself the master of
others, and still remains a greater slave" [Social Contract, I, i]. Rousseau recognises that there can be no
return to the natural state. But while
in the Discourse he regards actual civil and political society as an
evil, in The Social Contract he sees civil society as an ideal as providing the framework
within which man can fulfil, realize, perfect himself [f]. How is this to be achieved? Rousseau's proposal [I, vi] is that each
person should place himself and his power under a 'collective body'. He distinguishes three aspects of this
body: considered as passive it is called
the State; considered as active it is the Sovereign; in relation to other
societies it is called the Power. The
individuals collectively constitute the people and are therefore identical with
the Sovereign. Sovereignty [I, vii] in
this sense is thus to be contrasted with an individual sovereign such as a
monarch. To the extent that they share
in the Sovereign's power they are citizens: but considered as having to conform
to the laws of the state they are (passive) subjects. As a consequence of their contract or agreement, there thus emerges a
new entity which becomes the ultimate foundation of morality; for
according to Rousseau the State is "a moral being possessed of a will". This is what he calls the general will [II, i] and it is in identifying and
subordinating their individual wills to the general will that each citizen is
enabled to realize himself as a moral and rational being. The duty of the sovereign legislator must be
to frame laws which as far
as possible which conform to the general will (with reference to natural law,
which comes from God) [see sec. 2] and which therefore will be in the
public interest and thus contribute
to the common good [g].
Rousseau's concept of the general will colours his account of
freedom or liberty [I, viii]. Men are of
course naturally free to perform a
physical action provided they have the will and the physical capacity. But Rousseau uses the term in a peculiar
way. Men can be considered free (and can be guaranteed
justice) only to the extent that they subordinate themselves to law [h]. While they
have lost their natural liberty on entering the social contract, they have
acquired moral liberty, "which alone makes him truly master of himself" [I,
viii]. Indeed they must be "forced to be
free" [I, vii] in that by virtue of the contract into which they have entered
by virtue of their membership of society they have consented to all the
laws. Law as the rational and universal
expression of the general will is the real will of each individual will. This is the case even if the individual is
not fully aware of it or has even opposed a particular law; for Rousseau seems
to suggest that if such a person were fully aware he would assent to his real
will and would be motivated to act in accordance with it through his 'inner
feeling' (sentiment intérieur). Rousseau thus distinguishes here
[II, iii] between the general will as such (la volonté générale) and the
will of all (la volonté de tous) [i]. The latter is as it were but a
numerical sum of individual interests; while the former is an organic concept
transcending the 'private interests' of each individual and yet expressing the
real will of all. It is directed towards
each person's self-realization and thereby to the common good.
It follows from Rousseau's thesis that sovereignty (that is, the active body politic or
the people as a whole) is not divisible. Neither can it when acting in its capacity as legislator of the general
will be transferred; it is inalienable. This follows from the separation of sovereignty and
government. Rousseau allows that
the sovereign may delegate executive powers to government deputies but says
they cannot be representatives. Different forms of government are compatible with his general
thesis. Their suitability often depends
on the size of the society: but all have their weaknesses and are subject to
abuse. He does not therefore propose an
'ideal' type. Individual citizens give their continuous assent
to the contract but can opt out (by leaving the society), and the contract
itself can be terminated if all agree [j].
PHILOSOPHY OF RELIGION
[2] Rousseau rejected traditional Christianity its
dogma and alleged revelation, and argued (with reference to Hobbes's position
as set out in his De Cive) that the "priestly interest would always be stronger than the
state" [Social Contract, ch. VIII]. However, he was sympathetic to the message of
the Christian Gospel, which he considered a "holy, sublime, and real
religion" and which recognises the
brotherhood of man. But this religion,
he says, does not have any relation to the body politic and indeed is contrary
to the social spirit. Accordingly (in
his later years) he proposed a
'civil religion', the articles of which should be fixed by the Sovereign [ibid.] [a]. The minimal 'dogmas' confirm the existence of a powerful,
intelligent, beneficent Divinity who possesses foresight and providence, the
punishment of the wicked, happiness of the just, and preserves the sanctity of
the social contract and its laws. There
should be mutual tolerance of all religions so long as nothing is advocated
which is contrary to the duties of citizenship. In Rousseau's deism
God is the creator of the order and goodness of Nature. He finds evidence of
His existence in man's deep feeling for Nature and in reason's
recognition of a governing intelligence [b]. Still more significant is Rousseau's emphasis on
conscience the soul's inner voice, the "divine instinct" [c], which underpins our moral lives. [See 'Profession of Faith', in Émile,
ch. IV; also, on his feelings for Nature, see 'Reveries'.]
CRITICAL SUMMARY
Whereas for Hobbes man in
the hypothetical natural state, without the restraints of the social contract,
is self-centred and hedonistic, concerned only with his self-preservation,
Rousseau stresses man's natural goodness and perfectibility. Why then does the urge to appropriate goods,
to claim "this is mine", with man's consequent loss of innocence, actually
arise; and where does it come from? This
is not really dealt with by Rousseau. The key feature of his philosophy, however, is undoubtedly the concept
of the General Will. But this is open to
serious difficulties. It is a
metaphysical concept; and although Rousseau says it is not the sum of
individual wills, it is not entirely clear what it actually is. Does he mean it is a kind of highest common
factor of individual wills? The
implications of his supposition that the General Will accords with natural
moral law are not fully worked out. Is
this revealed by the legislator or through individual conscience? What if there is a conflict between
them? Is it right that an individual
should be forced to conform to legislation (and thereby to realize his
freedom)? Can the state when expressing
the will of the majority not be wrong? Rousseau says that citizens are free to opt out of the 'contract', in so
far as it is but a tacit acceptance of the Sovereign equated with the people
themselves as willing (in both senses) subjects. This would not be generally
feasible today; where would one go? A
return to the original state of natural freedom is of course ruled out. Despite difficulties such as these and this
is not to deny that solutions might be found to them within the framework of
Rousseau's philosophy his writings were immensely influential, particularly
on Kant, Hegel, and Marx.
Rousseau: Discours de l'origine et les fondements de l'inégalité parmi les hommes (1755) (A Discourse on the Origin of
Inequality among Men); Contrat
sociale (1762) (The Social Contract); Émile (1762) (this includes La Profession de foi du vicaire savoyard 'The Profession of Faith of the Savoyard Vicar' ); Les Rèveries du promeneur solitaire (1779; publ. 1782)
( Reveries of a Solitary Walker). There are many editions of these and other
writings of Rousseau. (See the
Bibliography.) The Contract and Discourses are conveniently available in a translation G. D. H. Cole (with his
introduction), revised by Brumfitt and Hall; and in World's Classics, ed. P.
Franklin.
Studies:
Introductory
R.
Wokler, Rousseau: A Very Short Introduction.
Advanced
J. H. Broome, Rousseau A Study of his Thought.
J. C. Hall, Rousseau.
T.
O'Hagan, Rousseau.
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