GADAMER
(1900 2002)
'PHILOSOPHICAL' HERMENEUTICS
Hans-Georg
Gadamer was born in 1900, the son of a chemistry professor, and studied at the
universities of Breslau, Marburg, Freiburg, and Munich. He later undertook post-doctoral work as
Heidegger's assistant at Marburg, and became professor there in 1937. During World War II he was a reluctant 'fellow-traveller' with the Hitler
regime and taught at Leipzig from 1938 until 1947 when he took up a Chair at
Frankfurt. He moved to Heidelberg in
1949 and retired in 1968 although he
continued to teach in Germany and in America. Influenced especially by Heidegger he moved beyond the
'methodological hermeneutics' of Schleiermacher and Dilthey and is now recognised as the major
hermeneutic philosopher of the twentieth century. His principal work Truth and Method raises important issues concerning truth, rationality, authority, and language.
HERMENEUTICS
[1] Hermeneutics for Gadamer is more than simply a set of techniques for
interpreting texts. It is concerned with the deeper
issue of how human understanding (Verstehen)
is possible. And as such it is a practical as well as a theoretical enterprise,
akin to Aristotle's concept of phronesis or practical deliberation to be identified with neither episteme nor techne. While it is a teaching about a technical
skill it is also concerned with the relevance of this to "the distinctively
human trait of having proairesis [free choice, purpose]" ['Hermeneutics as Practical Philosophy'; cf. Truth and Method, Pt 2, II, 2 (b)] and
with the individual's
quest for excellence as manifested in 'cultivation' (Bildung ) in the community [ibid., Pt 1, I, 1 (b) (i)] [a].
According to Gadamer, there is no absolute 'objective'
interpretation of a text, work or art, or indeed a whole culture, to be
discovered by some Enlightenment form of reason, through empathetic insight
into the author's intentions, or by some process of cultural reconstruction. At the same time he rejects both individual rigid
relativism and any transcendentally subjective verification whereby the
insights of each individual or group are supposedly guaranteed equal validity or authenticity [b]. This becomes clear in the
course of his exposition in Truth and
Method. He firstly investigates art
and the aesthetic dimension [Pt I] and then goes on to examine the historical
sciences [Pt II, I]; for it is through modes of experiencing, he says, that we
come to understand our own existence. The Romantic and Idealist
traditions, however, have presented us with forms of consciousness which
alienate our true being. Emphasis
on aesthetic experience as such results in a work of art becoming abstracted
from the world as a 'pure' artwork by means of a process of what Gadamer calls
'aesthetic differentiation'. His aim therefore
is to show that the primordial experiences transmitted through history and art
cannot be grasped from the point of view of these forms of consciousness. Understanding the truth of aesthetic experience belongs to the
encounter with the work of art itself [Pt I, I, 3 (b)]. Works of art do indeed disclose the 'truth' of reality, but only, as it
were, as appearance a realization as it exists only in the
content of the work of art itself (he thus rejects the notion of 'mirroring'): "...reality is defined as what is
untransformed, and art as the raising up of this reality into its truth" [Pt I,
II, 1(b)]. He is critical of subjectivist theories of art and
affirms that aesthetic experience is a form of knowledge: "What one experiences in a work of art and
what one is directed towards is rather how true it is, i.e., to what extent one
knows and recognises something and oneself" [ibid.] In mimetic art imitation and representation are thus not merely a copy
but a recognition of the essence. Moreover, he says, because they are not
merely repetition but a "bringing forth", the spectator is also involved in
them. This is particularly clear in
Gadamer's discussion of
tragic drama. In witnessing the
consequences which flow from a guilty deed (in the Antigone) "the
spectator recognises himself and his own finiteness in the face of the power of
fate" [Pt I, II, 1(d)]. The events become a reality for
him through which he is 'purified' in the sense of being transformed by the
tragedy [c]. However, he goes on to argue that
in art and history there
are no pure starting-points free of presuppositions. Rather we find ourselves in a world in a
particular place and time, born into a given society, influenced even by the
landscape; we possess our own thoughts and moods, engage in our own
activities. He refers to this as 'effective historical consciousness' (Wirkungsgeschichtliches Bewusstsein) [Pt 2, II, 1 (b) (iv)],
reflecting the fact that, whether
as authors of texts, readers, or interpreters, we are grounded in historicity
of the communal, genuinely intersubjective 'life-world', within which all our
thinking occurs; and he sees us as being thereby constrained by the prejudices of our cultural contexts [d]. 'Pre-judice' is here understood not in its common pejorative
sense but as referring to the assumptions or traditions that we necessarily
inherit by virtue of belonging to a particular culture in a particular place at
a particular time. This limitation is
implicit in his use of the term 'horizon'.
[2] Although we are limited in our horizons,
Gadamer argues that the
limits can be transcended to the extent that we can open ourselves up to the
discourse and cultural traditions of others; and in this way greater
understanding can be achieved. What
makes this possible for Gadamer is language which plays a central role
in his hermeneutics [Pt III]. He sees
language as the medium in which we operate, through which we understand. But we cannot transcend or extricate ourselves from language
to come into to direct contact with the 'reality' that language is in some
sense about. The nature of human experience is essentially linguistic;
Gadamer refers to this as 'linguality' (Sprachlichkeit). It is literally more correct, he states, to
say that "language speaks
us, rather than we speak it" [Pt III, 3 (b)] [a]. He does not seek to get behind a text but
thinks it is possible to 'recreate' partially the 'ideal'
meaning which he thinks is embedded in or implicit in the text itself
which may well pass beyond what was intended by the author and thus beyond the
author's horizons. Interpretation has to
be 'applied' in circumstances that may not have obtained when work or text was
first created. He takes up the idea of
a dialogue but for him it is a dialogue between interpreter and text, painting, or other cultural
product. Through this dialogue
the interpreter both separates the text from its horizons (the author's personal
experiences, cultural context of the work) and transcends his own
horizons. Gadamer argues that as the dialogue progresses a 'fusion of horizons' (Horizontverschmelzung) between author,
text, and interpreter can be achieved and approximation to the ideal meaning
attained [Pt 2, II, 1 (b) (iv)] [b]. Moreover, while our effective history
necessarily prevents us from overcoming our prejudices, yet because an
effective history constitutes those prejudices we bring to understanding it is
only through them that we can approach our horizons. Prejudice is thus seen as a precondition for understanding: we must first be 'distanciated' from the text
or culture if we are to interpret it [c]. The progressive dialogue leading to fusion of horizons is essentially
dialectical in nature. But Gadamer's
dialectic, which facilitates openness and transcendence, remains within
language. He rejects any dialectic of Spirit which purports to be working itself out in and through
consciousness and the world and culminating in an Absolute or total
self-realization [d]. The 'meaning' or truth of the text should not
therefore be understood in either rationalist or speculative idealist
terms.
Hermeneutics is characterized by
a 'forward-backward' movement which operates within the 'hermeneutical circle' [Pt 2, II, 1 (a) (i) and (b) (iii)]. For
Gadamer this is a circle of whole and part: parts give us a sense of the whole, and to understand the significance
of the parts we need to have an apprehension of the whole (just as we might
come to understand the relationship between the chapters of a book and the book
as a whole). But the whole is never fully realizable in terms
of parts there is no 'ultimate' truth [e]: we are offered only new fusions, new
insights, achieved only within the constraints of history and effective
historical consciousness, and the 'resistance' of text. It is essentially on on-going adventure; and
Gadamer claims that to the extent that it is successful it will bring about a
growth in inner awareness, self-understanding, and an understanding of the
human condition.
[3] Hermeneutics is applicable not only to the human sciences but also to the natural
sciences [see Foreword to 2nd edn]. But Gadamer makes it clear that he is not seeking to question the methodology or
functions of empirical sciences within their own terms of reference, or even
that they may be employed in the social sciences. The natural sciences may well aspire to
certainty, but they have their limits in that here too our culturally related
assumptions, prejudices, and distortions cannot be eliminated. On the other hand, although the human sciences differ from the natural
sciences in their methodology this does not exclude them from offering access
to truth. Gadamer's point is
that both natural and
human sciences are subordinate to hermeneutic categories: both kinds of enterprise must be open to interpretation
and understanding which is fundamental to what it is to be human [a]. His concern therefore is to pose
the question 'How is understanding possible?' to the totality of human
experience of the world and our conduct of life.
CRITICAL SUMMARY
The significance of
Gadamer lies in his expansion of the concept of hermeneutics. His achievement is essentially to have linked
together the traditional areas 'understanding', 'interpretation' and
'application' and to have shown their interdependence in a wider theory of
understanding. His work has had a major
influence on contemporary philosophy and literary theory. His principal work Truth and Method has also raised important issues concerning truth,
rationality, and authority, and language.
Unlike the hermeneutic philosophers of
German Romanticism, Gadamer denies that an 'objective' understanding of texts,
art, history, culture can be achieved. However, his anti-positivistic methodology allows for a conditioned
understanding that he claims avoids relativism and subjectivism. This
understanding is achieved through a 'fusion of horizons' arising from
'dialogue' and the search for consensus. Personal and cultural 'pre-judices' and presuppositions cannot be transcended: indeed they are considered as essential aids
for the acquisition of knowledge, the cultivation of reason, and human
development. His approach to the
question of the 'meaning' or 'truth' of a text is perhaps best understood as
Aristotelian rather than Platonic though this is contentious.
The main criticisms of his philosophy have
arisen largely in the context of his debate with Habermas .
(1) It is argued that Gadamer ignores or
underestimates the possibility of coercion of the free discourse required for
consensus he is too
ready to submit to the 'authority' of tradition' [a]; and he is mistaken in supposing
'pre-judice' to be non-eliminable. His hermeneutics is supposedly limited in
this respect, because it appeals to a linguistic idealism. It lacks a "reference system",
a comprehensive view of society. Gadamer, however, denies this and argue that extra-linguistic factors do
in due course enter into the system.
(2) It is also claimed that he does not allow
sufficiently for 'causal' factors and the distortions (perhaps originating from
the unconscious) in proposed reasons and intentions.
(3) More centrally, perhaps, his criterion for
genuine understanding after 'dialogue' is essentially practical. It is not clear how self-development and the
cultivation of reason are to be measured, or, given ideological distortion, how
consensus is to be assessed. There is
thus no clear indication of a role for reason as such.
These criticisms should of course be
understood in the context of Habermas's own position. Nevertheless it is clear that the issue of
truth is central to the debate concerning the acceptability of Gadamerian
hermeneutics. Gadamer has been
interpreted by some commentators as being an 'antirealist'. But while it is the case that for him we
cannot transcend the language through which we articulate our interpretations
of texts or cultural behaviour in general, it is arguable that he is not
denying that what we say in language is in some sense about the 'world'. Rather, he is repudiating the possibility of
any ultimate 'objective' revelation. The
'fusion of horizons' may be on-going, perhaps even asymptotic (though this
raises the question of how progress
might be measured), but such fusions are more appropriately still to be regarded as relative. Perhaps therefore Gadamer should be
considered a 'weak' realist'.
Gadamer: Wahrheit und Methode (1960) (Truth and Method, trans. W. Glenn-Doepel or, revd edn, by J. Weinsheimer and D. G. Marshall); Philosophische Lehrjahre, 1977 (Philosophical
Apprenticeships, trans. R. R. Sullivan); and see also the two essays 'On
the Scope and Function of Hermeneutical Reflection' and 'Text and
Interpretation' in Wachterhauser (below), and 'Hermeneutics as Practical
Philosophy' (in After Philosophy: End or Transformation, ed. K. Baynes, et
al.). This last text also contains
the Gadamer's Foreword to the 2nd edition of Truth and Method (1975, English edn 1979).
Studies
C. Lawn, Gadamer: A Guide for the Perplexed.
G. Warnke, Gadamer: Hermeneutics, Tradition and Reason.
J. C. Weinsheimer, Gadamer's
Hermeneutics.
Collections of Essays
R. Dostal (ed.), The Cambridge Companion to Gadamer.
L. E. Hahn (ed.), The Philosophy of Hans-Georg Gadamer
B. R. Wachterhauser (ed.), Hermeneutics and Modern Philosophy.
CONNECTIONS
Gadamer